Founder & Managing Director Gautam started working from March 2018 on idea generation, market research and concept development for an investment and corporate advisory business. Gautam then founded Capital Code in March 2020 based on referrals and recommendations from satisfied customers and professional connections. With 25 years in senior roles in the banking and wealth management industry, Gautam has the experience and expertise to provide clear financial advice to individuals and companies alike. Before founding Capital Code, Gautam was Managing Director at UBS Wealth Management, London, where he headed the Asia Pacific and Sub Sahara Africa business, overseeing more than $5 billion in Assets under Supervision. He was also part of the Global Emerging Markets Management Committee for UBS Wealth Management, UK for over 7 years. During his two decades working with large financial institutions, like Citibank and UBS, Gautam won numerous awards for his contribution and performance. Having built a successful career and reputation in the corporate world, Gautam is very excited to work on the client-side, where he can fully focus on each client’s requirements. This commitment to serving client interests is evident in Gautam’s personalised approach. He takes the time to really understand client needs in order to ensure that he offers bespoke advice, and is committed to building client relationships with integrity and honesty. Gautam completed a Postgraduate Programme in Management (Specialising in Finance) and PCIAM (Level 6), a qualification provided by Chartered Institute of Securities and Investments (CISI). Founder & Managing Director Gautam started working from March 2018 on idea generation, market research and concept development for an investment and corporate advisory business. Gautam then founded Capital Code in March 2020 based on referrals and recommendations from satisfied customers and professional connections. With 25 years in senior roles in the banking and wealth management industry, Gautam has the experience and expertise to provide clear financial advice to individuals and companies alike. Before founding Capital Code, Gautam was Managing Director at UBS Wealth Management, London, where he headed the Asia Pacific and Sub Sahara Africa business, overseeing more than $5 billion in Assets under Supervision. He was also part of the Global Emerging Markets Management Committee for UBS Wealth Management, UK for over 7 years. During his two decades working with large financial institutions, like Citibank and UBS, Gautam won numerous awards for his contribution and performance. Having built a successful career and reputation in the corporate world, Gautam is very excited to work on the client-side, where he can fully focus on each client’s requirements. This commitment to serving client interests is evident in Gautam’s personalised approach. He takes the time to really understand client needs in order to ensure that he offers bespoke advice, and is committed to building client relationships with integrity and honesty. Gautam completed a Postgraduate Programme in Management (Specialising in Finance) and PCIAM (Level 6), a qualification provided by Chartered Institute of Securities and Investments (CISI). Risk & Compliance Shivani Kumar brings over 16 years of experience in Risk and Compliance within the financial services industry. She holds a Post Graduate Program in Management (Finance), and has completed a Foundation Certificate in Compliance Practice from the International Compliance Association, London. Shivani’s career includes key roles within Lloyds Banking Group, where she supported various Retail Banking products, focusing on regulatory development, product risk, and change risk. She has also served as a Senior Risk & Compliance Consultant for leading organisations such as Phoenix Group, Handelsbanken, and Tesco Bank. In her role, Shivani developed compliance policies, conducted monitoring and testing, provided regulatory advice, and supported the implementation of consumer duty requirements. Shivani brings valuable expertise to Capital Code, proactively ensures compliance and implementing strategies to manage risks across investments, transactions, and operations. She enhances risk management frameworks, oversees compliance with laws and standards, and collaborates with legal and compliance teams to uphold governance. Shivani’s strategic guidance and coordination with lawyers strengthen the company’s operational resilience. Shivani’s expertise and proactive approach to risk and compliance make her an invaluable asset to the team. Risk & Compliance Shivani Kumar brings over 16 years of experience in Risk and Compliance within the financial services industry. She holds a Post Graduate Program in Management (Finance), and has completed a Foundation Certificate in Compliance Practice from the International Compliance Association, London. Shivani’s career includes key roles within Lloyds Banking Group, where she supported various Retail Banking products, focusing on regulatory development, product risk, and change risk. She has also served as a Senior Risk & Compliance Consultant for leading organisations such as Phoenix Group, Handelsbanken, and Tesco Bank. In her role, Shivani developed compliance policies, conducted monitoring and testing, provided regulatory advice, and supported the implementation of consumer duty requirements. Shivani brings valuable expertise to Capital Code, proactively ensures compliance and implementing strategies to manage risks across investments, transactions, and operations. She enhances risk management frameworks, oversees compliance with laws and standards, and collaborates with legal and compliance teams to uphold governance. Shivani’s strategic guidance and coordination with lawyers strengthen the company’s operational resilience. Shivani’s expertise and proactive approach to risk and compliance make her an invaluable asset to the team. Executive Director & Senior Client Advisor Sergey brings over two decades of experience working with successful entrepreneurs, investors, and families in roles spanning commercial banking, investment banking, strategic consulting, and wealth management. He holds an MBA from INSEAD in France and an Honours degree in Economics from Moscow State University. Throughout his career, Sergey has built a strong reputation with globally recognised institutions such as UBS Wealth Management in London, The Boston Consulting Group, and Renaissance Capital. He has a proven track record of managing investment portfolios through varying market conditions, ensuring the protection and growth of capital while delivering clarity, confidence, and convenience to clients. Sergey specialises in advising Ultra High Net Worth Clients. His broad network and understanding of business, family, and personal needs of investors, enables him to provide strategic advice and services that exceed expectations. Fluent in English, Russian, and proficient in French and Serbo-Croatian, Sergey communicates effortlessly with a diverse global clientele. His wealth of experience, client-centric approach, and global perspective make him an invaluable asset to the team, ensuring exceptional service and results for investors and their families. Executive Director & Senior Client Advisor Sergey brings over two decades of experience working with successful entrepreneurs, investors, and families in roles spanning commercial banking, investment banking, strategic consulting, and wealth management. He holds an MBA from INSEAD in France and an Honours degree in Economics from Moscow State University. Throughout his career, Sergey has built a strong reputation with globally recognised institutions such as UBS Wealth Management in London, The Boston Consulting Group, and Renaissance Capital. He has a proven track record of managing investment portfolios through varying market conditions, ensuring the protection and growth of capital while delivering clarity, confidence, and convenience to clients. Sergey specialises in advising Ultra High Net Worth Clients. His broad network and understanding of business, family, and personal needs of investors, enables him to provide strategic advice and services that exceed expectations. Fluent in English, Russian, and proficient in French and Serbo-Croatian, Sergey communicates effortlessly with a diverse global clientele. His wealth of experience, client-centric approach, and global perspective make him an invaluable asset to the team, ensuring exceptional service and results for investors and their families. Client Services & Operations Avisha brings over a decade of experience in banking, asset management, and wealth management. She has been an integral part of Capital Code since the inception of the business, specialising in client services and operations. She has a Bachelor’s degree in Business Management and Psychology from Ateneo de Manila University, Philippines. Prior to joining Capital Code, Avisha spent two and a half years with Standard Chartered Bank in London, and four years in Client Services on the Global South Asia desk at UBS. Her career began in Mumbai, where she gained over five years of valuable experience at ICICI Prudential Portfolio Management and Anand Rathi Private Wealth Management as a Junior Client Advisor. With a strong focus on client servicing and operational efficiency, and experience of portfolio reporting, Avisha ensures clarity and accuracy for clients. She was also instrumental in the company’s marketing initiatives, boosting its visibility and outreach, and helping to strengthen its presence in the market. Avisha’s experience and commitment to excellence make her an essential part of the team, ensuring seamless client experiences and operational effectiveness. Client Services & Operations Avisha brings over a decade of experience in banking, asset management, and wealth management. She has been an integral part of Capital Code since the inception of the business, specialising in client services and operations. She has a Bachelor’s degree in Business Management and Psychology from Ateneo de Manila University, Philippines. Prior to joining Capital Code, Avisha spent two and a half years with Standard Chartered Bank in London, and four years in Client Services on the Global South Asia desk at UBS. Her career began in Mumbai, where she gained over five years of valuable experience at ICICI Prudential Portfolio Management and Anand Rathi Private Wealth Management as a Junior Client Advisor. With a strong focus on client servicing and operational efficiency, and experience of portfolio reporting, Avisha ensures clarity and accuracy for clients. She was also instrumental in the company’s marketing initiatives, boosting its visibility and outreach, and helping to strengthen its presence in the market. Avisha’s experience and commitment to excellence make her an essential part of the team, ensuring seamless client experiences and operational effectiveness. Executive Assistant Roxanne has a decade of experience as an Executive Assistant. Having worked across a range of diverse industries, including healthcare, property, and the corporate sector, Roxanne has exceptional organisational and communication skills, excellent attention to detail, and a client-focused mindset. Before transitioning to her current career, Roxanne gained a degree in Events management and honed her organisational skills in events management. Roxanne brings over 10 years of experience as a C-suite assistant, providing dedicated support to senior executives. Her organisational skills ensure efficiency and seamless coordination across tasks. Additionally, Roxanne manages marketing and events for Capital Code, strengthening its operational effectiveness and brand presence. Roxanne is a vital asset to the team, enabling smooth operations and impactful client interactions. Executive Assistant Roxanne has a decade of experience as an Executive Assistant. Having worked across a range of diverse industries, including healthcare, property, and the corporate sector, Roxanne has exceptional organisational and communication skills, excellent attention to detail, and a client-focused mindset. Before transitioning to her current career, Roxanne gained a degree in Events management and honed her organisational skills in events management. Roxanne brings over 10 years of experience as a C-suite assistant, providing dedicated support to senior executives. Her organisational skills ensure efficiency and seamless coordination across tasks. Additionally, Roxanne manages marketing and events for Capital Code, strengthening its operational effectiveness and brand presence. Roxanne is a vital asset to the team, enabling smooth operations and impactful client interactions. Tel. +44 (0) 20 7971 1460 / Meet the Team

/ Gautam Kumar

/ Gautam Kumar

/ Shivani Kumar

/ Shivani Kumar

/ Sergey Silkin

/ Sergey Silkin

/Avisha Thawani

/Avisha Thawani

/ Roxanne Abraham

/ Roxanne Abraham
It would be great to hear from you, please get in touch.








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